Although baud-rate clock and data recovery (CDR) such as Mueller-Müller (MM) CDR is adopted to ADC-based receivers (RXs), it suffers from false-lock points when the RXs handle PAM4 data pattern because of the absence of edge data. In this paper, a false-lock-aware locking scheme is proposed to address this issue. After the false-lock-aware locking scheme, a clock phase is adjusted to achieve maximum eye height by using a post-1-tap parameter for an FFE in the CDR loop. The proposed techniques are implemented in a 56-Gb/s PAM4 transceiver. A PLL uses an area-efficient “glasses-shaped” inductor. The RX comprises an AFE, a 28-GS/s 7-bit time-interleaved SAR ADC, and a DSP with a 31-tap FFE and a 1-tap DFE. A TX is based on a 7-bit DAC with a 4-tap FFE. The transceiver is fabricated in 16-nm CMOS FinFET technology, and achieves a BER of less than 1e-7 with a 30-dB loss channel. The measurement results show that the MM CDR escapes from false-lock points, and converges to near the optimum point for large eye height.

In inter-data center networks where high transmission capacity and spectral efficiency are required, a 16QAM format is deployed. On the other hand, in intra-data center networks, a PAM4 format is deployed to meet the demand for a simple and low-cost transceiver configuration. For a seamless and effective connection of such heterogeneous networks without using optical-electrical-optical conversion, an all-optical modulation format conversion technique is required. In this paper, we propose an all-optical PAM4 to 16QAM modulation format conversion using nonlinear optical loop mirror. The successful conversion operation from 2 × 26.6-Gbaud PAM4 signals to a 100-Gbps class 16QAM signal is verified by numerical simulation. Compared with an ideal 16QAM signal, the power penalty of the converted 16QAM signal can be kept within 0.51dB.

This paper analyzes the effect of error propagation of decision feedback equalizer (DFE) for PAM4 based 400Gb/s Ethernet. First, an analytic model for the error propagation is proposed to estimate the probability of different burst error length due to error propagation for PAM4 link system with multi-tap TX FFE (Feed Forward Equalizer) + RX DFE architecture. After calculating the symbol error rate (SER) and bit error rate (BER) based on the probability model, the theoretical analysis about the impact of different equalizer configurations on BER is compared with the simulation results, and then BER performance with FEC (Forward Error Correction) is analyzed to evaluate the effect of DFE error propagation on PAM4 link. Finally, two FEC interleaving schemes, symbol and bit interleaving, are employed in order to reduce BER further and then the theoretical analysis and the simulation result of their performance improvement are also evaluated. Simulation results show that at most 0.52dB interleaving gain can be achieved compared with non-interleaving scheme just at a little cost in storing memory and latency. And between the two interleaving methods, symbol interleaving performs better compared with the other one from the view of tradeoff between the interleaving gain and the cost and can be applied for 400Gb/s Ethernet.