In this letter, a novel method is proposed for carrier-frequency offset (CFO) estimation for multiple users in orthogonal frequency division multiple access (OFDMA) uplink with the generalized carrier assignment scheme (GCAS). The base station (BS) is equipped with multiple antennas, and each user's CFO can be estimated by the ESPRIT-like method that utilizes the rotation invariance of the space-domain snapshot matrix. The method is still effective even in fully loaded system with all subcarriers allocated to users. Simulation results illustrate the high performance of the proposed algorithm.

This paper investigates the gain of inter-Node B macro diversity for a scheduled-based shared channel using single-carrier FDMA radio access in the Evolved UTRA (UMTS Terrestrial Radio Access) uplink based on system-level simulations. More specifically, we clarify the gain of inter-Node B soft handover (SHO) with selection combining at the radio frame length level (=10 msec) compared to that for hard handover (HHO) for a scheduled-based shared data channel, considering the gains of key packet-specific techniques including channel-dependent scheduling, adaptive modulation and coding (AMC), hybrid automatic repeat request (ARQ) with packet combining, and slow transmission power control (TPC). Simulation results show that the inter-Node B SHO increases the user throughput at the cell edge by approximately 10% for a short cell radius such as 100-300 m due to the diversity gain from a sudden change in other-cell interference, which is a feature specific to full scheduled-based packet access. However, it is also shown that the gain of inter-Node B SHO compared to that for HHO is small in a macrocell environment when the cell radius is longer than approximately 500 m due to the gains from hybrid ARQ with packet combining, slow TPC, and proportional fairness based channel-dependent scheduling.

Hybrid automatic repeat request (HARQ) is employed for the Evolved Universal Terrestrial Radio Access (E-UTRA) downlink. The ACK/NACK signals from each user equipment (UE) are multiplexed by code division multiple access (CDMA) and transmitted via a physical uplink control channel (PUCCH). The ACK/NACK signals are code spread by the cyclic shift (CS) sequences made from zero auto-correlation (ZAC) sequences; however, the orthogonality of these sequences is not guaranteed depending on the propagation channels; moreover, the amount of inter-code interference (ICI) depends on the delay spread of the channel and the transmitting timing control error of each UE. In the conventional PUCCH structure, ICI between two ACK signals does not degrade their detection performance, whereas ICI between an ACK signal and a NACK signal degrades the detection performance. This causes a serious gap between the detection performances of ACK and NACK signals, because generally in a PUCCH, there are more ACK signals than NACK signals. In this paper, we propose a novel phase rotation scheme on the constellations of ACK/NACK signals that can resolve this issue, and the simulation evaluation results confirm the benefits of the proposed phase rotation scheme.

If ranging processes are not frequent in an uplink OFDMA system, timing synchronization between the base and mobile stations may not be maintained and the performance may be degraded. This paper proposes a random access scheme in which a short OFDMA symbol is transmitted to maintain the orthogonality with timing offsets. A short symbol is constructed by inserting zero-padding to an OFDMA symbol.

An ICI (Inter-Cell Interference) mitigation algorithm for exploiting macroscopic diversity for an up-link OFDMA (Orthogonal Frequency Division Multiple Access) system is proposed. To reduce the influence of carrier collision, the order of resource allocation is coordinated based on the location of each MS (Mobile Station) and the associated carrier group. This consideration significantly reduces ICI and enhances throughput at the boundary region.

In this paper, we focus on the adaptive resource allocation issue for uplink OFDMA systems. The resources are allocated according to a proportional fairness criterion, which can strike an alterable balance between fairness and efficiency. Optimization theory is used to analyze the multi-constraint resource allocation problem and some heuristic characteristics about the optimal solution are obtained. To deal with the cohesiveness of the necessary conditions, we resort to bargaining theory that has been deeply investigated in game theory. Firstly, we summarize some assumptions about bargaining theory and show their similarities with the resource allocation process. Then we propose a priority-ranked bargaining model, whose primary contribution is applying the economic thought to the resource allocation process. A priority-ranked bargaining algorithm (PRBA) is subsequently proposed to permit the base station to auction the subcarriers one by one according to the users' current priority. By adjusting the predefined rate ratio flexibly, PRBA can achieve different degrees of fairness among the users' capacity. Simulation results show that PRBA can achieve similar performance of the max-min scheme and the NBS scheme in the case of appropriate predefined rate ratio.

Hybrid automatic repeat request (HARQ) is employed for the Evolved Universal Terrestrial Radio Access (E-UTRA) downlink. Each user equipment (UE) sends its ACK/NACK corresponding to the downlink data reception to the base station via a physical uplink control channel (PUCCH). The ACK/NACK signals from the UE are first code spread by the cyclic shift (CS) sequences, and then code spread again by the orthogonal cover (OC) sequences. The ACK/NACK signals from each UE are multiplexed by means of code division multiple access (CDMA), however, it is difficult for the conventional PUCCH code design to satisfy the required bit error rate (BER) of 10-3 [1] in fast-fading environments because of inter-code interference (ICI) among the OC sequences. Therefore, resource management of PUCCH is required depending on the mobility of the UEs to maximize the performance of the ACK/NACK signals and the capacity of PUCCH simultaneously. In this paper, we propose a novel code design for PUCCH, which can suppress the effects of ICI among the OC sequences, and thus can simplify the resource management of PUCCH. The simulation evaluations confirm that the proposed code design can significantly improve the performance of the ACK/NACK signals via PUCCH in fast-fading environments, and any complicated resource management based on the mobility of the UEs are not necessary.

This paper presents the optimum control interval for intra-cell fractional transmission power control (TPC) for a shared data channel employing frequency domain channel-dependent scheduling and adaptive modulation and coding (AMC) in the Evolved UTRA uplink using single-carrier (SC)-FDMA radio access. The simulation results show that the best attenuation factor in the fractional TPC is approximately 0.6 for achieving the maximum user throughput when the maximum target received signal power, P0 is -60 dBm. Then, we show that the optimum averaging interval for the desired signal level, which corresponds to a substantial control interval for the fractional TPC, is approximately 100-200 msec regardless of the maximum Doppler frequency up to 222 Hz and the distance at the shadowing correlation of 0.5. Throughout the simulation results, we verify that slow intra-cell fractional TPC associated with fast AMC is effective in achieving the maximum cell throughput and cell-edge user throughput.

This paper proposes efficient single-carrier (SC) based multiplexing schemes for Layer 1 (L1)/Layer 2 (L2) control signals in SC-FDMA radio access using DFT-Spread OFDM in the Evolved UTRA uplink. L1/L2 control signals are necessary for key packet access techniques such as downlink scheduling, link adaptation, hybrid automatic repeat request (ARQ) with soft combining, and for uplink feedback control signals. We first propose a SC-based multiplexing scheme for L1/L2 control signals within a shared data channel for a set of user equipment (UE) that transmits both an uplink shared data channel and L1/L2 control signals within the same subframe. We also propose a multiplexing scheme for L1/L2 control signals without uplink data transmission that takes advantage of intra-subframe frequency hopping (FH) using multiple exclusively-assigned time-frequency resource blocks (RBs) to obtain a frequency diversity gain. Furthermore, we propose an orthogonal CDMA-based multiplexing scheme using cyclic shifts of a constant amplitude zero auto-correlation (CAZAC) sequence for L1/L2 control signals from different UEs within the same narrowband time-frequency RB. Computer simulation results show that the proposed SC-based multiplexing scheme for the L1/L2 control signals within the shared data channel achieves a higher user throughput than a multicarrier-based multiplexing scheme. The results also show that the proposed multiplexing scheme for the L1/L2 control signals that takes advantage of the intra-subframe FH for the UE without uplink data transmission achieves high quality reception through large frequency diversity gain. Furthermore, we show that the proposed cyclic-shift based orthogonal CDMA multiplexing is effective in the multiplexing of multiple L1/L2 control signals from different UEs within the same RB.

This paper investigates the uplink throughput performance and the interference power to other cells using an Evolved UTRA (E-UTRA) laboratory and field experimental system. In E-UTRA uplink, the near-far problem is not an issue since the orthgonality among the users within the target cell is maintained. Therefore, the fractional transmission power control (TPC), in which the target level of TPC is adjusted according to the path loss level, can be adopted. Thus, it is expected the high cell throughput and the large coverage area by combining fractional TPC, adaptive modulation and channel coding (AMC), and variable resource block (RB) allocation. The indoor and field experimental results show that the peak throughput of approximately 45 Mbps is achieved by allocating a wider bandwidth and setting higher target level for the UE located near the cell site while keeping the adjacent cell interference level almost the constant. We also showed that the system capacity can be improved by 50% in simple cell model by applying the AMC and the fractional TPC.

In this paper, we propose a novel multiuser detection (MUD) method that is robust against timing offset between wireless terminals (WTs) for the multiuser multiple-input multiple-output (MU-MIMO) orthogonal frequency division multiplexing (OFDM) uplink. In the proposed method, MUD is carried out in the frequency-domain using overlapping fast Fourier transform (FFT) windows. After the inverse FFT (IFFT) operation, the samples obtained at both ends of each FFT window are discarded to suppress the effect of inter-block interference (IBI). Thus, it realizes an MUD regardless of the arrival timing differences of the signals from the WTs. The achievable bit error rate (BER) performance of the proposed MUD method is evaluated by computer simulations in a frequency selective fading channel.

This letter proposes an efficient uplink scheduling algorithm for the voice over Internet protocol (VoIP) service with variable frame-duration according to the voice activity in IEEE 802.16e/m systems. The proposed algorithm dynamically changes the grant-interval to save the uplink bandwidth, and it uses the random access scheme when the voice activity changes from silent-period to talk-spurt. Numerical results show that the proposed algorithm can increase the VoIP capacity by 26 percent compared to the conventional extended real-time polling service (ertPS).

In the Evolved UTRA (UMTS Terrestrial Radio Access) uplink, single-carrier frequency division multiple access (SC-FDMA) radio access was adopted owing to its advantageous low peak-to-average power ratio (PAPR) feature, which leads to wide coverage area provisioning with limited peak transmission power of user equipments. This paper proposes orthogonal pilot channel generation using the combination of FDMA and CDMA in the SC-FDMA-based Evolved UTRA uplink. In the proposed method, we employ distributed FDMA transmission for simultaneous accessing users with different transmission bandwidths, and employ CDMA transmission for simultaneous accessing users with identical transmission bandwidth. Moreover, we apply a code sequence with a good auto-correlation property such as a Constant Amplitude Zero Auto-Correlation (CAZAC) sequence employing a cyclic shift to increase the number of sequences. Simulation results show that the average packet error rate performance using an orthogonal pilot channel with the combination of FDMA and CDMA in a six-user environment, i.e., four users each with a 1.25-MHz transmission bandwidth and two users each with a 5-MHz transmission bandwidth, employing turbo coding with the coding rate of R = 1/2 and QPSK and 16QAM data modulation coincides well with that in a single-user environment with the same transmission bandwidth. We show that the proposed orthogonal pilot channel structure using the combination of distributed FDMA and CDMA transmissions and the application of the CAZAC sequence is effective in the SC-FDMA-based Evolved UTRA uplink.

Multi-user MIMO (Multiple Input Multiple Output) systems, in which multiple Mobile Stations (MSs) equipped with multiple antennas simultaneously communicate with a Base Station (BS) equipped with multiple antennas, at the same frequency, are attracting attention because of their potential for improved transmission performance in wireless communications. In the uplink of Space Division Multiplexing based multi-user MIMO (multi-user MIMO/SDM) systems that do not require full Channel State Information (CSI) at the transmitters, selecting active MS antennas, which corresponds to scheduling transmit antennas, is an effective technique. The Full search Selection Algorithm based on exhaustive search (FSA) has been studied as an optimal active MS antenna selection algorithm for multi-user MIMO systems. Unfortunately, FSA suffers from extreme computational complexity given large numbers of MSs. To solve this problem, this paper introduces the Gram-Schmidt orthogonalization based Selection Algorithm (GSSA) to uplink multi-user MIMO/SDM systems. GSSA is a suboptimal active MS antenna selection algorithm that offers lower computational complexity than the optimal algorithm. This paper evaluates the transmission performance improvement of GSSA in uplink multi-user MIMO/SDM systems under realistic propagation conditions such as spatially correlated BS antennas and clarifies the effectiveness of GSSA.

In this letter, we consider the uplink packet scheduling for non-real-time data users in a DS-CDMA system. As an effort to jointly optimize throughput and fairness, we formulate a time-span minimization problem incorporating the time-multiplexing of different simultaneous transmission schemes. Based on simple rules, we propose efficient scheduling algorithms and compare them with the optimal solution obtained by linear programming.

Cognitive Radios (CRs) are expected to perform more significant role in the view of efficient utilization of the spectrum resources in the future wireless communication networks. In this paper, a cognitive radio coexisting with cellular systems is proposed. In the case that a cellular system adopts Frequency Division Duplex (FDD) as a multiplexing scheme, the proposed CR terminals communicate in local area on uplink channels of the cellular system with transmission powers that don't interfere with base stations of the cellular system. Alternatively, in the case that a cellular system adopts Time Division Duplex (TDD), the CR terminals communicate on uplink slots of the cellular system. However if mobile terminals in the cellular system are near the CR network, uplink signals from the mobile terminals may interfere with the CR communications. In order to avoid interference from the mobile terminals, the CR terminal performs carrier sense during a beginning part of uplink slot, and only when the level of detected signal is below a threshold, then the CR terminal transmits a signal during the remained period of the uplink slot. In this paper, both the single carrier CR network that uses one frequency channel of the cellular system and the multicarrier CR network that uses multiple frequency channels of the cellular system are considered. The probabilities of successful CR communications, the average throughputs of the CR communications according to the positions of the CR network, and the interference levels from cognitive radio network to base stations of the cellular system are evaluated in the computer simulation then the effectiveness of the proposed network is clarified.

We investigate the effects of timing misalignment and imperfect array weight vector generation on the antenna array (AA)-aided uplink synchronous DS-CDMA system. Previous works have assumed perfect uplink synchronization among first path's receiving timing and perfect array weight vector calculation. Unfortunately, practical system will experience of timing control error (TCE) and array weight error (AWE). Accordingly, this letter undertakes an analysis of the impacts of TCE and AWE, evaluating a closed form BER performance considering the important factors such as the number of antennas, the variance of AWE and the misalignment factor as a measure of the TCE in dispersive Rayleigh multipath fading channel. Additionally, the scenario of synchronous uplink with the cell-site AA is compared with asynchronous scheme. Numerical results show that the performance in the synchronous uplink can be further improved, even at high levels of AWE and TCE.

Multiuser multiple input multiple output (MU-MIMO) systems are attracting attention due to their frequency efficiency. However, in uplink MU-MIMO systems, different frequency offsets among multiple mobile stations (MSs) significantly degrade the transmission quality, especially when orthogonal frequency division multiplexing (OFDM) is used. In this paper, the influence of these frequency offsets is first analyzed in a frequency selective fading environment. Numerical analysis shows that an error floor occurs in the bit error rate and the influence of the frequency offset becomes larger in short delay spread environments. To overcome this problem, a new beamforming method is proposed to compensate for the frequency offset by introducing an auto frequency controller after frequency-space equalization in each data stream. The effect of the proposed method is evaluated in a frequency selective fading environment by computer simulations and measured results.

This letter focuses on uplink transmission in OFDMA systems. A subcarrier and power allocation problem is formulated that maximizes the throughput of OFDMA uplink systems while satisfying each user's power constraints. A greedy algorithm known to be the most efficient algorithm for this problem can provide a high quality near-optimal solution, but has the disadvantage of incurring a long computation time. As this problem should be solved in a real-time environment, computation time is a very important performance measure of algorithms. In this letter, a computationally efficient algorithm that provides a nearly identical quality, near-optimal solution as the greedy algorithm but requires less than 10% of the computation time of the greedy algorithm is proposed.

Multiple-access interference (MAI) limits the bit error rate (BER) performance of CDMA uplink transmission. In this paper, we propose a generalized chip-interleaved CDMA with 2-dimensional (2D) spreading using orthogonal variable spreading factor (OVSF) codes to minimize the MAI effects and achieve the maximum available time- and frequency-domain diversity gains. We present the code assignment for 2D spreading to provide users with flexible multi-rate data transmission. A computer simulation shows that by the joint use of 2D OVSF spreading and chip-interleaving, MAI-free transmission is possible for the quasi-synchronous DS- or MC-CDMA uplink, and hence the single-user frequency-domain equalization based on the MMSE criterion can be applied for signal detection. The BER performance in a time- and frequency-selective fading multiuser channel is theoretically analyzed and evaluated by both numerical computation and computer simulation.