Xin WANG Xiaolin HOU Lan CHEN Yoshihisa KISHIYAMA Takahiro ASAI
Channel state information (CSI) acquisition at the transmitter side is a major challenge in massive MIMO systems for enabling high-efficiency transmissions. To address this issue, various CSI feedback schemes have been proposed, including limited feedback schemes with codebook-based vector quantization and explicit channel matrix feedback. Owing to the limitations of feedback channel capacity, a common issue in these schemes is the efficient representation of the CSI with a limited number of bits at the receiver side, and its accurate reconstruction based on the feedback bits from the receiver at the transmitter side. Recently, inspired by successful applications in many fields, deep learning (DL) technologies for CSI acquisition have received considerable research interest from both academia and industry. Considering the practical feedback mechanism of 5th generation (5G) New radio (NR) networks, we propose two implementation schemes for artificial intelligence for CSI (AI4CSI), the DL-based receiver and end-to-end design, respectively. The proposed AI4CSI schemes were evaluated in 5G NR networks in terms of spectrum efficiency (SE), feedback overhead, and computational complexity, and compared with legacy schemes. To demonstrate whether these schemes can be used in real-life scenarios, both the modeled-based channel data and practically measured channels were used in our investigations. When DL-based CSI acquisition is applied to the receiver only, which has little air interface impact, it provides approximately 25% SE gain at a moderate feedback overhead level. It is feasible to deploy it in current 5G networks during 5G evolutions. For the end-to-end DL-based CSI enhancements, the evaluations also demonstrated their additional performance gain on SE, which is 6%-26% compared with DL-based receivers and 33%-58% compared with legacy CSI schemes. Considering its large impact on air-interface design, it will be a candidate technology for 6th generation (6G) networks, in which an air interface designed by artificial intelligence can be used.
Shohei YOSHIOKA Satoshi NAGATA
Recently connected car called Vehicle-to-Everything (V2X) has been attracted for smart automotive mobility. Among V2X technologies, cellular V2X (C-V2X) discussed and specified in 3rd generation partnership project (3GPP) is generally regarded as possibly utilized one. In 3GPP, the fourth generation mobile communication system (4G) and the fifth generation (5G) including new radio (NR) provide C-V2X standards specifications. In this paper, we will introduce C-V2X standards and share our views on future C-V2X.
Maliheh SOLEIMANI Mahmood MAZROUEI-SEBDANI Robert C. ELLIOTT Witold A. KRZYMIEŃ Jordan MELZER
Massive multiple-input multiple-output (MIMO) systems are a key promising technology for future broadband cellular networks. The propagation paths within massive MIMO radio channels are often sparse, both in the sub-6GHz frequency band and at millimeter wave frequencies. Herein, we propose a two-layer beamforming scheme for downlink transmission over massive multiuser MIMO sparse beam-space channels. The first layer employs a bipartite graph to dynamically group users in the beam-space domain; the aim is to minimize inter-user interference while significantly reducing the effective channel dimensionality. The second layer performs baseband linear MIMO precoding to maximize spatial multiplexing gain and system throughput. Simulation results demonstrate the proposed two-layer beamforming scheme outperforms other, more conventional algorithms.
Juinn-Horng DENG Kuang-Min LIN Meng-Lin KU
A novel generalized side-information cancellation (GSIC) precoder is proposed for multiuser multi-input multi-output (MIMO) downlink systems with channel state information at the transmitter. The proposed transceiver involves the following stages. First, a minimum mean square error (MMSE) based channel inversion (MMSE-CI) technique is utilized to suppress multiuser broadcast interference. By using a GSIC technique, it can further reduce the residual multiuser interference and the noise induced by MMSE-CI preprocessing. Next, with a singular value decomposition method, the spatial stream interference of each user is suppressed by the pre-processing and post-processing eigenvector matrices. Finally, the proposed precoder can be extended to joint water filling and diagonal loading methods for performance enhancement. For the correlated MIMO channels, signal subspace and antenna selection methods, incorporating the proposed GSIC precoder, are further designed to maximize the sum rate performance. Simulation results show that the proposed GSIC precoder outperforms the conventional precoders. Besides, simulation results confirm that the proposed GSIC precoder with water filling, diagonal loading, and signal subspace techniques exhibits excellent performance.
Seungil MOON Thant Zin OO S. M. Ahsan KAZMI Bang Ju PARK Choong Seon HONG
The increase in network access devices and demand for high quality of service (QoS) by the users have led to insufficient capacity for the network operators. Moreover, the existing control equipment and mechanisms are not flexible and agile enough for the dynamically changing environment of heterogeneous cellular networks (HetNets). This non-agile control plane is hard to scale with ever increasing traffic demand and has become the performance bottleneck. Furthermore, the new HetNet architecture requires tight coordination and cooperation for the densely deployed small cell base stations, particularly for interference mitigation and dynamic frequency reuse and sharing. These issues further complicate the existing control plane and can cause serious inefficiencies in terms of users' quality of experience and network performance. This article presents an SDN control framework for energy efficient downlink/uplink scheduling in HetNets. The framework decouples the control plane from data plane by means of a logically centralized controller with distributed agents implemented in separate entities of the network (users and base stations). The scheduling problem consists of three sub-problems: (i) user association, (ii) power control, (iii) resource allocation and (iv) interference mitigation. Moreover, these sub-problems are coupled and must be solved simultaneously. We formulate the DL/UL scheduling in HetNet as an optimization problem and use the Markov approximation framework to propose a distributed economical algorithm. Then, we divide the algorithm into three sub-routines for (i) user association, (ii) power control, (iii) resource allocation and (iv) interference mitigation. These sub-routines are then implemented on different agents of the SDN framework. We run extensive simulation to validate our proposal and finally, present the performance analysis.
ByungBog LEE IlKwon CHO Se-Jin KIM
An interference-aware dynamic channel assignment scheme is proposed with consideration of co-tier interference for the downlink of an OFDMA/FDD based dense small-cell network. The proposed scheme adaptively assigns subchannels to the small-cell user equipment (SUE) according to the given traffic load and interference effect from neighbor small-cell access points. The simulation results show that the proposed scheme outperforms the other schemes based on the graph coloring algorithm in terms of the mean SUE capacity.
In satellite/terrestrial integrated mobile communication systems (STICSs), a user terminal directly connects both terrestrial and satellite base stations. STICS enables expansion of service areas and provides a robust communication service for large disasters. However, the cell radius of the satellite system is large (approximately 100km), and thus a capacity enhancement of the satellite subsystem for accommodating many users is needed. Therefore, in this paper, we propose an application of two methods — multiple-input multiple-output (MIMO) transmission using multi-satellites and non-orthogonal multiple access (NOMA) for STICS — to realize the performance improvement in terms of system capacity and user fairness. Through numerical simulations, we show that system capacity and user fairness are increased by the proposed scheme that applies the two methods.
Shohei YOSHIOKA Shinya KUMAGAI Fumiyuki ADACHI
Nonlinear precoding improves the downlink bit error rate (BER) performance of multi-user multiple-input multiple-output (MU-MIMO). Broadband single-carrier (SC) block transmission can improve the capability that nonlinear precoding reduces BER, as it provides frequency diversity gain. This paper considers Tomlinson-Harashima precoding (THP) as a nonlinear precoding scheme for SC-MU-MIMO downlink. In the SC-MU-MIMO downlink with frequency-domain THP proposed by Degen and Rrühl (called SC-FDTHP), the inter-symbol interference (ISI) is suppressed by transmit frequency-domain equalization (FDE) after suppressing the inter-user interference (IUI) by frequency-domain THP. Transmit FDE increases the signal variance, hence transmission performance improvement is limited. In this paper, we propose a new SC-MU-MIMO downlink with time-domain THP which can pre-remove both ISI and IUI (called SC-TDTHP) if perfect channel state information (CSI) is available. Modulo operation in THP suppresses the signal variance increase caused by ISI and IUI pre-removal, and hence the transmission quality improves. For further performance improvement, vector perturbation is introduced to SC-TDTHP (called SC-TDTHP w/VP). Computer simulation shows that SC-TDTHP achieves better BER performance than SC-FDTHP and that SC-TDTHP w/VP offers further improvement in BER performance over SC-MU-MIMO with VP (called SC-VP). Computational complexity is also compared and it is showed that SC-TDTHP and SC-TDTHP w/VP incur higher computational complexity than SC-FDTHP but lower than SC-VP.
Kenichi HIGUCHI Yoshihisa KISHIYAMA
We investigate non-orthogonal multiple access (NOMA) with a successive interference canceller (SIC) in the cellular multiple-input multiple-output (MIMO) downlink for systems beyond LTE-Advanced. Taking into account the overhead for the downlink reference signaling for channel estimation at the user terminal in the case of non-orthogonal multiuser multiplexing and the applicability of the SIC receiver in the MIMO downlink, we propose intra-beam superposition coding of a multiuser signal at the transmitter and the spatial filtering of inter-beam interference followed by the intra-beam SIC at the user terminal receiver. The intra-beam SIC cancels out the inter-user interference within a beam. Regarding the transmitter beamforming (precoding), in general, any kind of beamforming matrix determination criteria can be applied to the proposed NOMA method. In the paper, we assume open loop-type random beamforming, which is very efficient in terms of the amount of feedback information from the user terminal. Furthermore, we employ a weighted proportional fair (PF)-based resource (beam of each frequency block and power) allocation for the proposed method. Simulation results show that the proposed NOMA method using the intra-beam superposition coding and SIC simultaneously achieves better sum and cell-edge user throughput compared to orthogonal multiple access (OMA), which is widely used in 3.9 and 4G mobile communication systems.
Nobuhide NONAKA Yoshihisa KISHIYAMA Kenichi HIGUCHI
This paper extends our previously proposed non-orthogonal multiple access (NOMA) scheme to the base station (BS) cooperative multiple-input multiple-output (MIMO) cellular downlink for future radio access. The proposed NOMA scheme employs intra-beam superposition coding of a multiuser signal at the transmitter and the spatial filtering of inter-beam interference followed by the intra-beam successive interference canceller (SIC) at the user terminal receiver. The intra-beam SIC cancels out the inter-user interference within a beam. This configuration achieves reduced overhead for the downlink reference signaling for channel estimation at the user terminal in the case of non-orthogonal user multiplexing and enables the use of the SIC receiver in the MIMO downlink. The transmitter beamforming (precoding) matrix is controlled based on open loop-type random beamforming using a block-diagonalized beamforming matrix, which is very efficient in terms of the amount of feedback information from the user terminal. Simulation results show that the proposed NOMA scheme with block-diagonalized random beamforming in BS cooperative multiuser MIMO and the intra-beam SIC achieves better system-level throughput than orthogonal multiple access (OMA), which is assumed in LTE-Advanced. We also show that BS cooperative operation along with the proposed NOMA further enhances the cell-edge user throughput gain which implies better user fairness and universal connectivity.
In this paper, we introduce a promising iterative interference alignment (IA) strategy for multiple-input multiple-output (MIMO) multi-cell downlink networks, which utilizes the channel reciprocity between uplink/downlink channels. We intelligently combine iterative beamforming and downlink IA issues to design an iterative multiuser MIMO IA algorithm. The proposed scheme uses two cascaded beamforming matrices to construct a precoder at each base station (BS), which not only efficiently reduce the effect of inter-cell interference from other-cell BSs, referred to as leakage of interference, but also perfectly eliminate intra-cell interference among spatial streams in the same cell. The transmit and receive beamforming matrices are iteratively updated until convergence. Numerical results indicate that our IA scheme exhibits higher sum-rates than those of the conventional iterative IA schemes. Note that our iterative IA scheme operates with local channel state information, no time/frequency expansion, and even relatively a small number of mobile stations (MSs), unlike opportunistic IA which requires a great number of MSs.
Nagisa OTAO Yoshihisa KISHIYAMA Kenichi HIGUCHI
This paper investigates the system-level throughput of non-orthogonal multiple access (NOMA) with a successive interference canceller (SIC) in the cellular downlink assuming proportional fair (PF)-based radio resource (bandwidth and transmission power) allocation. The purpose of this study is to examine the possibility of applying NOMA with a SIC to the systems beyond the 4G cellular system. Both the mean and cell-edge user throughput are important in a real system. PF-based scheduling is known to achieve a good tradeoff between them by maximizing the product of the user throughput among users within a cell. In NOMA with a SIC, the scheduler allocates the same frequency to multiple users simultaneously, which necessitates multiuser scheduling. To achieve a better tradeoff between the mean and cell-edge user throughput, we propose and compare three power allocation strategies among users, which are jointly implemented with multiuser scheduling. Extensive simulation results show that NOMA with a SIC with a moderate number of non-orthogonally multiplexed users significantly enhances the system-level throughput performance compared to orthogonal multiple access (OMA), which is widely used in 3.9 and 4G mobile communication systems.
Mirza Golam KIBRIA Hidekazu MURATA
This letter considers the weighted sum-rate maximization (WSRMax) problem in downlink multicell multiuser orthogonal frequency-division multiplexing system. The WSRMax problem under per base station transmit power constraint is known to be NP-hard, and the optimal solution is computationally very expensive. We propose two less-complex suboptimal convex approximated solutions which are based on sequential parametric convex approximation approach. We derive provably faster convergent iterative convex approximation techniques that locally optimize the weighted sum-rate function. Both the iterative solutions are found to converge to the local optimal solution within a few iterations compared to other well-known techniques. The numerical results demonstrate the effectiveness and superiority of the proposed approaches.
Kiichi TATEISHI Kenichi HIGUCHI
This paper presents an adaptive amplify-and-forward (AF)-type relay method appropriate for the cellular downlink. The proposed method adaptively selects active relay stations (RSs) based on the path loss between each set of user equipment (UE) and the base station (BS) and that between each RS in order to avoid unnecessary enhancement of inter-cell interference and bandwidth reduction due to transmission relay. Furthermore, to enhance the spectrum efficiency under relay transmission, the frequency used for the relay transmission from the RS to the cell-edge user is reused for the direct transmission from the BS to the cell-center user. Based on computer simulations, the system-level average throughput and cell-edge user throughput of the proposed method are compared to those for cases using no relaying or a conventional repeater. The simulation results show the effectiveness of the proposed method.
We propose a network coordinated opportunistic beamforming (NC-OBF) protocol for downlink K-cell networks with M-antenna base stations (BSs). In the NC-OBF scheme, based on pseudo-randomly generated BF vectors, a user scheduling strategy is introduced, where each BS opportunistically selects a set of mobile stations (MSs) whose desired signals generate the minimum interference to the other MSs. Its performance is then analyzed in terms of degrees-of-freedom (DoFs). As our achievability result, it is shown that KM DoFs are achievable if the number N of MSs in a cell scales at least as SNRKM-1, where SNR denotes the received signal-to-noise ratio. Furthermore, by deriving the corresponding upper bound on the DoFs, it is shown that the NC-OBF scheme is DoF-optimal. Note that the proposed scheme does not require the global channel state information and dimension expansion, thereby resulting in easier implementation.
In multiuser multiple-input multiple-output (MU-MIMO) wireless downlink systems, block diagonalization (BD) is a technique, where the transmit precoding matrix of each user is designed such that its subspace lies in the null space of all the other remaining users, so that multiuser interference (MUI) is completely canceled. In low signal to noise power ratio (SNR) or low signal to interference plus noise power ratio (SINR) environments, regularized BD, that lets some MUI remain and maximizes the sum rate capacity of the BD MIMO channel, was also proposed. One of the problems of both the approaches is high complexity of computation due to a lot of singular value decomposition (SVD) processes. In this paper we propose new BD techniques utilizing QR decomposition (QRD) which can be practically achieved by Gram-Schmidt orthogonalization (GSO) with lower complexity compared to the conventional method employing SVD. We can show that the performance of the proposed approaches is close to the conventional approaches, while the proposed approaches have much lower complexity.
Existing filtering methods of TCP ACK packets are known to be effective in reducing the required bandwidth, resulting in the improvement of TCP throughput. However, the methods cannot handle the filtering of piggyback ACK packets. Considering that most TCP applications require bidirectional data exchange, the lack of the functionality to deal with the piggyback ACK packets should be addressed. This paper proposes a novel filtering scheme for WiMAX systems that can handle the piggyback ACK packets. The novelty comes from the fact that the proposed method overlaps the processing time of packet merging with the round trip delay of the bandwidth request-and-grant procedure. It is advantageous because it does not require extra time for the merging. The results from an analytical model and simulations show that the required uplink bandwidth is decreased while the downlink throughput is increased.
Joondoo KIM Jiwon KANG Chungyong LEE
We propose a multiuser MIMO precoding algorithm that combines the block Tomlinson-Harashima precoding and the vector perturbation (BTHP-VP). BTHP-VP supports multi-stream transmission without additional estimation of each user's effective channel and achieves full spatial diversity. Computer simulations show that BTHP-VP can achieve similar sum rate and improved BER performance compared to the BTHP with maximum likelihood receiver.
Phuong Thi Thu PHAM Tomohisa WADA
This paper presents a pilot-aided channel estimation method which is particularly suitable for mobile WiMAX 802.16e Downlink Partial Usage of Subchannel mode. Based on this mode, several commonly used channel estimation methods are studied and the method of least squares line fitting is proposed. As data of users are distributed onto permuted clusters of subcarriers in the transmitted OFDMA symbol, the proposed channel estimation method utilizes these advantages to provide better performance than conventional approaches while offering remarkably low complexity in practical implementation. Simulation results with different ITU-channels for mobile environments show that depending on situations, enhancement of 5 dB or more in term of SNR can be achieved.
The beamforming weights which can suppress the interfering signal toward out-of-cell mobile stations in downlink are designed for a time division duplexing based OFDMA system when the channel information is not perfect. The derived beamforming weights do not improve the average SINR performance monotonously with the increased transmit SNR if the inverse of the transmit SNR is used as the regularization factor of the beamforming weights and the channel information obtained by the BS to design the BF weights is not perfect. Therefore, we suggest a simple scheme to select the regularization factor. The proposed beamforming weights improve the performance monotonously with the increased transmit SNR and achieve near-optimal performance. The performance achieved by applying the beamforming weights used in uplink to downlink beamforming is also investigated.