As a potential member of next generation wireless communications, the reconfigurable intelligent surface (RIS) can control the reflected elements to adjust the phase of the transmitted signal with less energy consumption. A novel RIS-assisted index modulation scheme is proposed in this paper, which is named the generalized reflected phase modulation (GRPM). In the GRPM, the transmitted bits are mapped into the reflected phase combination which is conveyed through the reflected elements on the RIS, and detected by the maximum likelihood (ML) detector. The performance analysis of the GRPM with the ML detector is presented, in which the closed form expression of pairwise error probability is derived. The simulation results show the bit error rate (BER) performance of GRPM by comparing with various RIS-assisted index modulation schemes in the conditions of various spectral efficiency and number of antennas.

To achieve the extreme high data rate and extreme coverage extension requirements of 6G wireless communication, new spectrum in sub-THz (100-300GHz) and non-terrestrial network (NTN) are two of the macro trends of 6G candidate technologies, respectively. However, non-linearity of power amplifiers (PA) is a critical challenge for both sub-THz and NTN. Therefore, high power efficiency (PE) or low peak to average power ratio (PAPR) waveform design becomes one of the most significant 6G research topics. Meanwhile, high spectral efficiency (SE) and low out-of-band emission (OOBE) are still important key performance indicators (KPIs) for 6G waveform design. Single-carrier waveform discrete Fourier transform spreading orthogonal frequency division multiplexing (DFT-s-OFDM) has achieved many research interests due to its high PE, and it has been supported in 5G New Radio (NR) when uplink coverage is limited. So DFT-s-OFDM can be regarded as a candidate waveform for 6G. Many enhancement schemes based on DFT-s-OFDM have been proposed, including null cyclic prefix (NCP)/unique word (UW), frequency-domain spectral shaping (FDSS), and time-domain compression and expansion (TD-CE), etc. However, there is no unified framework to be compatible with all the enhancement schemes. This paper firstly provides a general description of the 6G candidate waveforms based on DFT-s-OFDM enhancement. Secondly, the more flexible TD-CE supporting methods for unified non-orthogonal waveform (uNOW) are proposed and discussed. Thirdly, a unified waveform framework based on DFT-s-OFDM structure is proposed. By designing the pre-processing and post-processing modules before and after DFT in the unified waveform framework, the three technical methods (NCP/UW, FDSS, and TD-CE) can be integrated to improve three KPIs of DFT-s-OFDM simultaneously with high flexibility. Then the implementation complexity of the 6G candidate waveforms are analyzed and compared. Performance of different DFT-s-OFDM enhancement schemes is investigated by link level simulation, which reveals that uNOW can achieve the best PAPR performance among all the 6G candidate waveforms. When considering PA back-off, uNOW can achieve 124% throughput gain compared to traditional DFT-s-OFDM.

We discuss the spectral efficiency of orthogonal frequency-division multiplexing (OFDM) signals widely adopted in practical systems from a viewpoint of their power spectral density property. Since the conventional OFDM does not make use of pulse shaping filter, its out-of-band (OOB) spectrum may not be negligible especially when the number of subcarriers is small. Thus, in practice, windowing is applied to mitigate OOB emission by smoothing the transition of consecutive OFDM symbols, but its effectiveness has not been well investigated. Furthermore, OFDM signal suffers from nonlinear distortion associated with its high signal peak-to-average power ratio (PAPR), which also leads to OOB radiation. We examine how power amplifier nonlinearity affects the spectral efficiency based on the theoretical results developed in the literature.

The energy efficiency of intelligent reflecting surface (IRS) enabled internet of things (IoT) networks is studied in this letter. The energy efficiency is mathematically expressed, respectively, as the number of reflecting elements and the spectral efficiency of the network and is shown to scale in the logarithm of the reflecting elements number in the high regime of transmit power from source node. Furthermore, it is revealed that the energy efficiency scales linearly over the spectral efficiency in the high regime of transmit power, in contrast to conventional studies on energy and spectral efficiency trade-offs in the non-IRS wireless IoT networks. Numerical simulations are carried out to verify the derived results for the IRS enabled IoT networks.

This letter proposes a downlink multiple-input multiple-output (MIMO) non-orthogonal multiple access technique that mitigates multi-cell interference (MCI) at cell-edge users, regardless of the number of interfering cells, thereby improving the spectral efficiency. This technique employs specific receive beamforming vectors at the cell-edge users in clusters to minimize the MCI. Based on the receive beamforming vectors adopted by the cell-edge users, the transmit beamforming vectors for a base station (BS) and the receive beamforming vectors for cell-center users are designed to eliminate the inter-cluster interference and maximize the spectral efficiency. As each user can directly obtain its own receive beamforming vector, this technique does not require channel feedback from the users to a BS to design the receive beamforming vectors, thereby reducing the system overhead. We also derive the upper bound of the average sum rate achievable using the proposed technique. Finally, we demonstrate through simulations that the proposed technique achieves a better sum rate performance than the existing schemes and that the derived upper bound is valid.

Femtocell structures can offer better voice and data exchange in cellular networks. However, interference in such networks poses a major challenge in the practical development of cellular communication. To tackle this issue, an advanced interference mitigation scheme for Line-Of-Sight (LOS) femtocell networks in indoor environments is proposed in this paper. Using a femtocell management system (FMS) that controls all femtocells in a service area, the aggressor femtocells are identified and then the transmitted beam patterns are adjusted using the linear array antenna equipped in each femtocell to mitigate the interference contribution to the neighbouring femtocells. Prior to that, the affected users are switched to the femtocells that provide better throughput levels to avoid increasing the outage probability. This paper considers different femtocell deployment indexes to verify and justifies the feasibility of the findings in different density areas. Relative to fixed and adaptive power control schemes, the proposed scheme achieves approximately 5% spectral efficiency (SE) improvement, about 10% outage probability reduction, and about 7% Mbps average user throughput improvement.

The current orthogonal cooperative system (OCS) achieves diversity through the use of relays and the consumption of an additional time slot (TS). To guarantee the orthogonality of the received signal and avoid the mutual interference at the destination, the source has to be mute in the second TS. Consequently, the spectral efficiency (SE) is halved. In this paper, linear constellation precoded orthogonal frequency division multiplexing with index modulation (LCP-OFDM-IM) based OCS is proposed, where the source activates the complementary subcarriers to convey the symbols over two TSs. Hence the source can consecutively transmit information to the destination without the mutual interference. Compared with the current OFDM based OCS, the LCP-OFDM-IM based OCS can achieve a higher SE, since the subcarrier activation patterns (SAPs) can be exploited to convey additional information. Furthermore, the optimal precoder, in the sense of maximizing the minimum Euclidean distance of the symbols conveyed on each subcarrier over two TSs, is provided. Simulation results show the superiority of the LCP-OFDM-IM based OCS over the current OFDM based OCS.

In this paper, we investigate different power allocation optimization problems with interferences for distributed antenna systems (DAS) with and without D2D communication, respectively. The first objective problem is maximizing spectral efficiency (SE) of the DAS with D2D communication under the constraints of the minimum SE requirements of user equipment (UE) and D2D pair, maximum transmit power of each remote access unit (RAU) and maximum transmit power of D2D transmitter. We transform this non-convex objective function into a difference of convex functions (D.C.) then using the concave-convex procedure (CCCP) algorithm to solve the optimization problem. The second objective is maximizing energy efficiency (EE) of the DAS with D2D communication under the same constraints. We first exploit fractional programming theory to obtain the equivalent objective function of the second problem with subtract form, and then transform it into a D.C. problem and use CCCP algorithm to obtain the optimal power allocation. In each part, we summarize the corresponding optimal power allocation algorithms and also use similar method to obtain optimal solutions of the same optimization problems in DAS. Simulation results are provided to demonstrate the effectiveness of the designed power allocation algorithms and illustrate the SE and EE of the DAS by using D2D communication are much better than DAS without D2D communication.

Cellular heterogeneous networks (HetNets) with densely deployed small cells can effectively boost network capacity. The co-channel interference and the prominent energy consumption are two crucial issues in HetNets which need to be addressed. Taking the traffic variations into account, this paper proposes a theoretical framework to analyze spectral efficiency (SE) and energy efficiency (EE) considering jointly further-enhanced inter-cell interference coordination (FeICIC) and spectrum allocation (SA) via a stochastic geometric approach for a two-tier downlink HetNet. SE and EE are respectively derived and validated by Monte Carlo simulations. To create spectrum and energy efficient HetNets that can adapt to traffic demands, a non-convex optimization problem with the power control factor, resource partitioning fraction and number of subchannels for the SE and EE tradeoff is formulated, based on which, an iterative algorithm with low complexity is proposed to achieve the sub-optimal solution. Numerical results confirm the effectiveness of the joint FeICIC and SA scheme in HetNets. Meanwhile, a system design insight on resource allocation for the SE and EE tradeoff is provided.

The cloud radio access network (C-RAN) is embracing unprecedented popularity in the evolution of current RAN towards 5G. One of the essential benefits of C-RAN is facilitating cooperative transmission to enhance capacity and energy performances. In this paper, we argue that the conventional symmetric coordination in which all antennas participate in transmission does not necessarily lead to an energy efficient C-RAN. Further, the current assessments of energy consumption should be modified to match this shifted paradigm in network architecture. Towards this end, this paper proposes an asymmetric coordination scheme to optimize the energy efficiency of C-RAN. Specifically, asymmetric coordination is approximated and formulated as a joint antenna selection and power allocation problem, which is then solved by a proposed sequential-iterative algorithm. A modular power consumption model is also developed to convert the computational complexity of coordination into baseband power consumption. Simulations verify the performance benefits of our proposed asymmetric coordination in effectively enhancing system energy efficiency.

In this paper, the performance of orthogonal space-time block codes (OSTBC) for distributed multiple-input multiple-output (MIMO) systems employing adaptive M-QAM transmission is investigated over independent but not necessarily identically distributed (i.n.i.d.) generalized-K fading channels with arbitrary positive integer-valued k(inversely reflects the shadowing severity) and m (inversely reflects the fading severity). Before this, i.n.i.d. generalized-K fading channel has never been considered for distributed OSTBC-MIMO systems. Especially, the effects of the shape parameter k on the distributed OSTBC-MIMO system performance are unknown. Thus, we investigate mainly the significance of the shape parameter k on the distributed OSTBC-MIMO system performance, in terms of the average symbol error probability (SEP), outage probability, and spectral efficiency (SE). By establishing the system model, the approximated probability density function (PDF) of the equivalent signal to noise ratio (SNR) is derived and thereafter the approximated closed-form expressions of the above performance metrics are obtained successively. Finally, the derived expressions are validated via a set of Monte-Carlo simulations and the implications of the shape parameter k on the overall performance are highlighted.

This paper considers a massive multiple-input-multiple-output (MIMO) relaying system with multi-pair single-antenna users. The relay node adopts maximum-ratio combining/maximum-ratio transmission (MRC/MRT) stratagem for reception/transmission. We analyze the spectral efficiency (SE) and power scaling laws with respect to the number of relay antennas and other system parameters. First, by using the law of large numbers, we derive the closed-form expression of the SE, based on which, it is shown that the SE per user increases with the number of relay antennas but decreases with the number of user pairs, both logarithmically. It is further discovered that the transmit power at the source users and the relay can be continuously reduced as the number of relay antennas becomes large while the SE can maintains a constant value, which also means that the energy efficiency gain can be obtained simultaneously. Moreover, it is proved that the number of served user pairs can grow proportionally over the number of relay antennas with arbitrary SE requirement and no extra power cost. All the analytical results are verified through the numerical simulations.

In this letter, we present a spectrally efficient multicast method which enables a transmitter to simultaneously transmit multiple multicast streams without any interference among multicast groups. By using unique combiners at receivers with multiple antennas within each multicast group, the proposed method simplifies multiple channels between the transmitter and the receivers to an equivalent channel. In addition, we establish the sufficient condition for the system configuration which should be satisfied for the channel simplification and provide a combiner design technique for the receivers. To remove interference among multicast groups, the precoder for the transmitter is designed by utilizing the equivalent channels. By exploiting time resources efficiently, the channel simplification (CS) based method achieves a higher sum rate than the time division multiplexing (TDM) based method, which the existing multicast techniques fundamentally employ, at high signal-to-noise ratio (SNR) regime. Furthermore, we present a multicast method combining the CS based method with the TDM based method to utilize the benefits of both methods. Simulation results successfully demonstrate that the combined multicast method obtains a better sum rate performance at overall SNR regime.

This paper proposes an adaptive band activity ratio control (ABC) with cascaded energy allocation (CEA) scheme to improve end-to-end spectral efficiency for two-hop amplify-and-forward orthogonal frequency division multiplexing relay systems under transmit energy constraint. Subchannel pairing (SP) based spectrum mapping maps spectral components transmitted over high gain subchannels in the source-to-relay link onto high gain subchannels of the relay-to-destination link to improve the spectral efficiency. However, SP suffers from a frame efficiency reduction due to the notification of information of spectral component order. To compensate for the deficiency of SP, the proposed scheme employs dynamic spectrum control with ABC in which spectral components are mapped onto subchannels having high channel gain in each link, while band activity ratio (BAR) is controlled to an optimal value, which is smaller than 1, so that all spectral components are transmitted over relatively high gain subchannels of the two links. To further improve the performance, energy allocation at the source node and the relay node is serially conducted based on convex optimization, and BAR is controlled to improve discrete-input continuous-output memoryless channel capacity at the relay node. In the proposed scheme, since only information of BAR needs to be notified, the notification overhead is drastically reduced compared to that in SP based spectrum mapping. Numerical analysis confirms that the proposed ABC combined with CEA significantly reduces the required notification overhead while achieving almost the same frame error rate performance compared with the SP based scheme.

Cooperative wireless communication is a communication mechanism to attain diversity through virtual antenna array that is formed by sharing resources among different users. Different strategies of resource utilization such as amplify-and-forward (AF) and decode-and-forward (DF) already exist in cooperative networks. Although the implementation of these strategies is simple, their utilization of the channel state information (CSI) is generally poor. As a result, the outage and bit error rate (BER) performances need much more improvement in order to satisfy the upcoming high data rate demands. For that to happen the spectral efficiency supported by a wireless system at a very low outage probability should be increased. In this paper a new approach, based on the previously existing ones, called CSI directed estimate and forward (CDEF) with a reduced estimation domain is proposed. A closed form solution for the optimal signal estimation at the relay using minimum mean square error (MMSE) as well as a possible set reduction of the estimation domain is given. It will be shown that this new strategy attains better symbol error rate (SER) and outage performance than AF or DF when the source relay link is comparatively better than the relay destination link. Simulation results also show that it has got better spectral efficiency at low outage probability for a given signal to noise ratio (SNR) as well as for a fixed outage probability in any operating SNR range.

Time domain synchronous orthogonal frequency division multiplexing (TDS-OFDM) has higher spectral efficiency than the standard cyclic prefix OFDM (CP-OFDM) OFDM by replacing the random CP with the known training sequence (TS), which could be also used for synchronization and channel estimation. However, TDS-OFDM requires suffers from performance loss over fading channels due to the iterative interference cancellation has to be used to remove the mutual interferences between the TS and the useful data. To solve this problem, the novel TS based OFDM transmission scheme, referred to as the unified time-frequency OFDM (UTF-OFDM), is proposed in which the time-domain TS and the frequency-domain pilots are carefully designed to naturally avoid the interference from the TS to the data without any reconstruction. The proposed UTF-OFDM based flexible frame structure supports effective channel estimation and reliable channel equalization, while imposing a significantly lower complexity than the TDS-OFDM system at the cost of a slightly reduced spectral efficiency. Simulation results demonstrate that the proposed UTF-OFDM substantially outperforms the existing TDS-OFDM, in terms of the system's achievable bit error rate.

This work studies the benefits of heterogeneous cellular networks with overlapping picocells in a large macrocell. We consider three different strategies for resource allocation and cell association. The first model employs a spectrum overlapping strategy with an SINR-based cell association. The second model avoids the interference between macrocell and picocell through a spectrum splitting strategy. Furthermore, picocell range expansion is also considered in this strategy to enable a load balancing between the macrocell and picocells. The last model is a hybrid one, called as fractional spectrum splitting strategy, where spectrum splitting strategy is only applied at the picocell-edge, while the picocell-inner reuses the spectrum of the macrocell. We constructs resource allocation optimization problem for these strategies to maximize the system rate. Our results show that in terms of system rate, all the three strategies outperform the performance of macrocell-only case, which shows the benefit of heterogeneous networks. Moreover, fractional spectrum splitting strategy provides highest system rate at the expense of outage user rate degradation due to inter-macro-pico interference. Spectrum overlapping model provides the second highest system rate gain and also improves outage user rate owing to full spectrum reuse and the benefit of macro diversity, while spectrum splitting model achieves a moderate system rate gain.

A new type of modulation called continuous-phase parallel-combinatory high-compaction multicarrier modulation (CPPC/HC-MCM) is proposed. CPPC/HC-MCM employs the technique of continuous-phase modulation (CPM) and avoids the formation of amplitude gaps between two successive signals to enhance the spectral efficiency of conventional PC/HC-MCM. Results of simulations show that CPPC/HC-MCM is spectrally efficient and achieves a smaller bit error rate than conventional (unmodulated) PC/HC-MCM at a common spectral efficiency even if the peak-to-average power ratio is considered.

To meet the increasing demand to expand wavelength division multiplexing (WDM) transmission capacity, ultrahigh spectral density coherent optical transmission employing multi-level modulation formats has attracted a lot of attention. In particular, ultrahigh multi-level quadrature amplitude modulation (QAM) has an enormous advantage as regards expanding the spectral efficiency to 10 bit/s/Hz and even approaching the Shannon limit. We describe fundamental technologies for ultrahigh spectral density coherent QAM transmission and present experimental results on polarization-multiplexed 256 QAM coherent optical transmission using heterodyne and homodyne detection with a frequency-stabilized laser and an optical phase-locked loop technique. In this experiment, Raman amplifiers are newly adopted to decrease the signal power, which can reduce the fiber nonlinearity. As a result, the power penalty was reduced from 5.3 to 2.0 dB. A 64 Gbit/s data signal is successfully transmitted over 160 km with an optical bandwidth of 5.4 GHz.

We review our recent work on ultra-long-haul wavelength division multiplexed (WDM) transmission with high spectral efficiency (SE) employing tight pre-filtering and multi-symbol detection. We start the discussion with a theoretical evaluation of the SE limit of pre-filtered modulation in optical fiber communication systems. We show that pre-filtering induced symbol correlation generates a modulation with memory and thus, a higher SE limit than that of the original memory-less modulation. We also investigate the merits of utilizing the pre-filtering induced symbol correlation with multi-symbol detection to achieve high SE transmission. We demonstrate transoceanic WDM transmission of a pre-filtered polarization division multiplexed return-to-zero quaternary phased shift keying (PDM-RZ-QPSK) modulation format with multi-symbol detection, achieving 419% SE which is higher than the SE limit of the original memory-less PDM-RZ-QPSK format.